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ARCH GLOBAL ADVISORS, LLC

NEW YORK, NY · CRD 297397 · IAPD ↗ · archglobaladvisors.com · (212) 991-8807

$230.9MRegulatory AUM
10Advisory reps
16Employees
0Clients
51-100Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
July 2026 — ARCH GLOBAL ADVISORS, LLC notice-filed in CA, OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
April 2026 — ARCH GLOBAL ADVISORS, LLC reported RAUM up 60% ($144.8M -> $230.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
71
April 2026 — ARCH GLOBAL ADVISORS, LLC grew from 4 to 10 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
44
December 2025 — ARCH GLOBAL ADVISORS, LLC notice-filed in NC, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2025 — ARCH GLOBAL ADVISORS, LLC shrank from 7 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
63
March 2025 — ARCH GLOBAL ADVISORS, LLC reported RAUM up 42% ($102.2M -> $144.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
58
February 2024 — ARCH GLOBAL ADVISORS, LLC reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.