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ARGO WEALTH ADVISORY, LLC

MCLEAN, VA · CRD 334041 · IAPD ↗ · argowealthadvisory.com · 703-914-3830

$256.2MRegulatory AUM
2Advisory reps
2Employees
3Clients
0Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
January 2026 — ARGO WEALTH ADVISORY, LLC now reports custody of client assets ($9.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
42
December 2025 — ARGO WEALTH ADVISORY, LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
July 2025 — ARGO WEALTH ADVISORY, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
45
May 2025 — ARGO WEALTH ADVISORY, LLC moved its main office from VIENNA, VA to MCLEAN, VA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
50
May 2025 — ARGO WEALTH ADVISORY, LLC notice-filed in CA, DE, FL, LA, MD, NC, NH, NV, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
March 2025 — ARGO WEALTH ADVISORY, LLC (VIENNA, VA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.