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MONECO ADVISORS

FAIRFIELD, CT · CRD 171922 · IAPD ↗ · 203-319-3550

$2.28BRegulatory AUM
44Advisory reps
66Employees
23Clients
11-25Planning clients
0Private funds
35States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
July 2026 — MONECO ADVISORS added office(s): 6 -> 7 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
December 2025 — MONECO ADVISORS's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
66
April 2025 — MONECO ADVISORS reported RAUM up 30% ($1.47B -> $1.92B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
47
December 2024 — MONECO ADVISORS notice-filed in OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
April 2024 — MONECO ADVISORS reported RAUM up 43% ($1.03B -> $1.47B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
69
April 2024 — MONECO ADVISORS reports 26-50 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
55
February 2024 — MONECO ADVISORS added office(s): 7 -> 9 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.