← Tributary

ATALA FINANCIAL INC

CALABASAS, CA · CRD 318371 · IAPD ↗ · atalafinancial.com · 310.570.2573

$370.7MRegulatory AUM
2Advisory reps
3Employees
0Clients
11-25Planning clients
3Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

73
December 2025 — ATALA FINANCIAL INC now reports 1 private fund(s) ($2.6M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
64
March 2025 — ATALA FINANCIAL INC reports 26-50 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
March 2024 — ATALA FINANCIAL INC reported RAUM up 61% ($173.1M -> $278.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.