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GUERRA WEALTH ADVISORS

MIAMI, FL · CRD 282409 · IAPD ↗ · guerrawealth.com · 305-448-1011

$406.2MRegulatory AUM
9Advisory reps
12Employees
0Clients
More than 500Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — GUERRA WEALTH ADVISORS notice-filed in CO, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
69
April 2026 — GUERRA WEALTH ADVISORS reported RAUM up 56% ($260.0M -> $406.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
63
December 2025 — GUERRA WEALTH ADVISORS began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance
68
December 2025 — GUERRA WEALTH ADVISORS now reports custody of client assets ($11.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
53
June 2025 — GUERRA WEALTH ADVISORS shrank from 10 to 8 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
28
March 2025 — GUERRA WEALTH ADVISORS changed its website from guerrafinancial.com to guerrawealth.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
53
March 2025 — GUERRA WEALTH ADVISORS notice-filed in CA, GA, LA, NC, NH, NJ, NY, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
March 2025 — GUERRA WEALTH ADVISORS reported RAUM up 87% ($139.0M -> $260.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
79
March 2025 — GUERRA WEALTH ADVISORS reports More than 500 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
55
October 2024 — GUERRA ADVISORY SERVICES is now doing business as GUERRA WEALTH ADVISORS.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
61
April 2024 — GUERRA ADVISORY SERVICES reported RAUM up 32% ($105.3M -> $139.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.