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SPARTAN WEALTH MANAGEMENT

BINGHAM FARMS, MI · CRD 331719 · IAPD ↗ · spartanwealth.com · 248-297-6600

$1.48BRegulatory AUM
19Advisory reps
31Employees
0Clients
1-10Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
April 2026 — SPARTAN WEALTH MANAGEMENT notice-filed in IN, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
March 2026 — SPARTAN WEALTH MANAGEMENT reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
74
March 2026 — SPARTAN WEALTH MANAGEMENT grew from 15 to 19 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
85
March 2026 — SPARTAN WEALTH MANAGEMENT crossed $1B in regulatory AUM ($406.6M -> $1.48B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
47
December 2025 — SPARTAN WEALTH MANAGEMENT notice-filed in CO, GA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
June 2025 — SPARTAN WEALTH MANAGEMENT notice-filed in CA, NY, OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
51
March 2025 — SPARTAN WEALTH MANAGEMENT notice-filed in FL, IL, NC, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
March 2025 — SPARTAN WEALTH MANAGEMENT now reports custody of client assets ($64.3M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
March 2025 — SPARTAN WEALTH MANAGEMENT's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
75
March 2025 — SPARTAN WEALTH MANAGEMENT grew from 8 to 15 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
95
November 2024 — SPARTAN WEALTH MANAGEMENT (BINGHAM FARMS, MI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 8 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.