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CARTER FINANCIAL GROUP, INC.

BARRINGTON, IL · CRD 301025 · IAPD ↗ · 847-713-2700

$382.2MRegulatory AUM
6Advisory reps
9Employees
0Clients
1-10Planning clients
0Private funds
15States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
February 2026 — CARTER FINANCIAL GROUP, INC. notice-filed in IA, MI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
49
December 2025 — CARTER FINANCIAL GROUP, INC. notice-filed in MO, NC, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
December 2025 — CARTER FINANCIAL GROUP, INC. added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
45
June 2024 — CARTER FINANCIAL GROUP, INC. notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.