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COTE FINANCIAL MANAGEMENT

· CRD 153088 · IAPD ↗ · cotefinancialservices.com · 978-767-9501

$151.2MRegulatory AUM
1Advisory reps
3Employees
0Clients
251-500Planning clients
0Private funds
3States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
December 2025 — COTE FINANCIAL MANAGEMENT notice-filed in NH, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
September 2024 — COTE FINANCIAL MANAGEMENT (location n/a) is newly SEC-registered with $120.0M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.