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WEST HORIZON CAPITAL

PRINCETON, NJ · CRD 337734 · IAPD ↗ · 640-203-4660

$282.8MRegulatory AUM
1Advisory reps
4Employees
0Clients
n/aPlanning clients
1Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

53
March 2026 — WEST HORIZON CAPITAL now reports custody of client assets ($565.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
58
March 2026 — WEST HORIZON CAPITAL's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
58
March 2026 — WEST HORIZON CAPITAL now reports 1 private fund(s) ($282.8M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
December 2025 — WEST HORIZON CAPITAL (location n/a) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.