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FOUNDERS CAPITAL MANAGEMENT, LLC

HARTFORD, CT · CRD 118853 · IAPD ↗ · foundcapital.com · 860.308.0061

$920.3MRegulatory AUM
4Advisory reps
5Employees
0Clients
0Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
December 2025 — FOUNDERS CAPITAL MANAGEMENT, LLC notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
48
July 2025 — FOUNDERS CAPITAL MANAGEMENT, LLC moved its main office from EAST HARTFORD, CT to HARTFORD, CT.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
61
March 2024 — FOUNDERS CAPITAL MANAGEMENT, LLC reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
63
March 2024 — FOUNDERS CAPITAL MANAGEMENT, LLC reported RAUM up 28% ($543.9M -> $693.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.