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LIFEGOAL INVESTMENTS, LLC

· CRD 327833 · IAPD ↗ · lifegoalwealthadvisors.com · 607-434-0742

$356.0MRegulatory AUM
5Advisory reps
5Employees
0Clients
0Planning clients
0Private funds
25States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
June 2026 — LIFEGOAL INVESTMENTS, LLC notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
March 2026 — LIFEGOAL INVESTMENTS, LLC reported RAUM up 31% ($271.0M -> $356.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
53
December 2025 — LIFEGOAL INVESTMENTS, LLC notice-filed in LA, NH, TN, UT, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
December 2025 — LIFEGOAL WEALTH ADVISORS LLC is now doing business as LIFEGOAL INVESTMENTS, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
68
December 2025 — LIFEGOAL INVESTMENTS, LLC reported RAUM up 55% ($175.0M -> $271.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
December 2025 — LIFEGOAL INVESTMENTS, LLC grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
42
August 2025 — LIFEGOAL WEALTH ADVISORS LLC notice-filed in AZ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
March 2025 — LIFEGOAL WEALTH ADVISORS LLC reported RAUM up 25% ($140.0M -> $175.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
67
March 2025 — LIFEGOAL WEALTH ADVISORS LLC reports 51-100 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
50
February 2025 — LIFEGOAL WEALTH ADVISORS LLC notice-filed in CO, CT, GA, IL, MA, MD, MN, NC, NJ, NV, OR, SC, VA, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
69
November 2024 — LIFEGOAL WEALTH ADVISORS LLC reported RAUM up 71% ($82.0M -> $140.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
September 2024 — LIFEGOAL WEALTH ADVISORS LLC (location n/a) is newly SEC-registered with $82.0M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.