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BASON ASSET MANAGEMENT

LAKEWOOD, CO · CRD 165450 · IAPD ↗ · 720-446-8555

$848.8MRegulatory AUM
2Advisory reps
2Employees
0Clients
101-250Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
December 2025 — BASON ASSET MANAGEMENT notice-filed in MO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
February 2024 — BASON ASSET MANAGEMENT reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.