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PRACTICECFO INVESTMENTS

SAN DIEGO, CA · CRD 167771 · IAPD ↗ · 800-675-2712

$401.6MRegulatory AUM
12Advisory reps
32Employees
0Clients
251-500Planning clients
0Private funds
10States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — PRACTICECFO INVESTMENTS notice-filed in NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
April 2026 — PRACTICECFO INVESTMENTS now reports custody of client assets ($78.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
71
April 2026 — PRACTICECFO INVESTMENTS grew from 9 to 12 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
December 2025 — PRACTICECFO INVESTMENTS notice-filed in UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
June 2025 — PRACTICECFO INVESTMENTS notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
April 2025 — PRACTICECFO INVESTMENTS notice-filed in NC, OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
May 2024 — PRACTICECFO INVESTMENTS reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
May 2024 — PRACTICECFO INVESTMENTS reported RAUM up 51% ($262.2M -> $394.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
64
April 2024 — PRACTICECFO INVESTMENTS reported RAUM up 34% ($195.6M -> $262.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.