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VANTUS WEALTH

LANCASTER, PA · CRD 337216 · IAPD ↗ · 844-682-6887

$439.8MRegulatory AUM
5Advisory reps
15Employees
0Clients
1-10Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
August 2026 — VANTUS WEALTH notice-filed in IL, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
March 2026 — VANTUS WEALTH reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
53
December 2025 — VANTUS WEALTH notice-filed in CA, DE, MD, MI, NC, NH, NJ, NY, OH, TX, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
December 2025 — ROY INVESTMENT ADVISORS is now doing business as VANTUS WEALTH.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
68
December 2025 — VANTUS WEALTH now reports custody of client assets ($7.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
August 2025 — ROY INVESTMENT ADVISORS (LANCASTER, PA) is newly SEC-registered with $0 RAUM and 5 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.