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PEAK RETIREMENT PLANNING, INC.

COLUMBUS, OH · CRD 317592 · IAPD ↗ · (614) 500-4121

$631.0MRegulatory AUM
16Advisory reps
22Employees
0Clients
0Planning clients
0Private funds
27States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
October 2026 — PEAK RETIREMENT PLANNING, INC. notice-filed in KY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
June 2026 — PEAK RETIREMENT PLANNING, INC. notice-filed in NV, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
51
April 2026 — PEAK RETIREMENT PLANNING, INC. notice-filed in AL, MA, MN, OK.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2026 — PEAK RETIREMENT PLANNING, INC. crossed $500M in regulatory AUM ($416.4M -> $631.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
53
December 2025 — PEAK RETIREMENT PLANNING, INC. notice-filed in IN, KS, MO, WA, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
71
December 2025 — PEAK RETIREMENT PLANNING, INC. grew from 13 to 16 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
72
December 2025 — PEAK RETIREMENT PLANNING, INC. reported RAUM up 72% ($242.5M -> $416.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
August 2025 — PEAK RETIREMENT PLANNING, INC. notice-filed in CO, GA, IL, MI, NY, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
August 2025 — PEAK RETIREMENT PLANNING, INC. now reports custody of client assets ($242.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
50
April 2025 — PEAK RETIREMENT PLANNING, INC. notice-filed in CA, FL, MD, NE, TX, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
April 2025 — PEAK RETIREMENT PLANNING, INC. reported RAUM up 60% ($151.9M -> $242.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
73
April 2025 — PEAK RETIREMENT PLANNING, INC. grew from 6 to 14 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
October 2024 — PEAK RETIREMENT PLANNING, INC. added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
63
October 2024 — PEAK RETIREMENT PLANNING, INC. reported RAUM up 43% ($106.0M -> $151.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
September 2024 — PEAK RETIREMENT PLANNING, INC. notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
June 2024 — PEAK RETIREMENT PLANNING, INC. (COLUMBUS, OH) is newly SEC-registered with $106.0M RAUM and 6 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.