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HIPPOCRATIC FINANCIAL ADVISORS

WESTLAKE VILLAGE, CA · CRD 169481 · IAPD ↗ · hippocratic.com · 866-447-2380

$229.0MRegulatory AUM
5Advisory reps
29Employees
10Clients
51-100Planning clients
0Private funds
13States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

44
October 2026 — HIPPOCRATIC FINANCIAL ADVISORS notice-filed in OR, VT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
October 2026 — HIPPOCRATIC FINANCIAL ADVISORS added office(s): 3 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
June 2026 — HIPPOCRATIC FINANCIAL ADVISORS notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
April 2026 — HIPPOCRATIC FINANCIAL ADVISORS notice-filed in NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
25
March 2026 — HIPPOCRATIC FINANCIAL ADVISORS changed its website from hippocraticfa.com to hippocratic.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
42
March 2026 — HIPPOCRATIC FINANCIAL ADVISORS notice-filed in IL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
March 2026 — HIPPOCRATIC FINANCIAL ADVISORS reported RAUM up 35% ($170.2M -> $229.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
61
March 2026 — HIPPOCRATIC FINANCIAL ADVISORS reports 51-100 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
67
March 2026 — HIPPOCRATIC FINANCIAL ADVISORS grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
50
January 2026 — HIPPOCRATIC FINANCIAL ADVISORS added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
December 2025 — HIPPOCRATIC FINANCIAL ADVISORS notice-filed in WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
December 2025 — HIPPOCRATIC FINANCIAL ADVISORS added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
42
April 2025 — HIPPOCRATIC FINANCIAL ADVISORS notice-filed in AL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2025 — HIPPOCRATIC FINANCIAL ADVISORS added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
62
April 2025 — HIPPOCRATIC FINANCIAL ADVISORS reported RAUM up 38% ($123.0M -> $170.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
June 2024 — HIPPOCRATIC FINANCIAL ADVISORS (WESTLAKE VILLAGE, CA) is newly SEC-registered with $123.0M RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.