← Tributary

GOLDSTEIN ADVISORS, LLC

MADISON, WI · CRD 323125 · IAPD ↗ · 608-831-3230

$1.08BRegulatory AUM
10Advisory reps
19Employees
22Clients
251-500Planning clients
0Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
August 2026 — GOLDSTEIN ADVISORS, LLC notice-filed in NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
March 2026 — GOLDSTEIN ADVISORS, LLC crossed $1B in regulatory AUM ($943.4M -> $1.08B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
December 2025 — GOLDSTEIN ADVISORS, LLC notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.