← Tributary

TRUNORTH FINANCIAL LLC

· CRD 331614 · IAPD ↗ · 845-741-7150

$39.0MRegulatory AUM
1Advisory reps
1Employees
12Clients
101-250Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
March 2026 — TRUNORTH FINANCIAL LLC notice-filed in PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
March 2026 — TRUNORTH FINANCIAL LLC reported RAUM up 32% ($29.5M -> $39.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
67
March 2026 — TRUNORTH FINANCIAL LLC reports 101-250 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
95
December 2025 — TRUNORTH FINANCIAL LLC (location n/a) is newly SEC-registered with $29.5M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.