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PARADIGM INVESTMENT ADVISORY, LLC

BRIDGEWATER, NJ · CRD 334370 · IAPD ↗ · paradigm-partners.com · 908-450-7402

$425.1MRegulatory AUM
9Advisory reps
9Employees
0Clients
1-10Planning clients
0Private funds
43States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — PARADIGM INVESTMENT ADVISORY, LLC added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
April 2026 — PARADIGM INVESTMENT ADVISORY, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2026 — PARADIGM INVESTMENT ADVISORY, LLC grew from 6 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
73
April 2026 — PARADIGM INVESTMENT ADVISORY, LLC reported RAUM up 133% ($182.8M -> $425.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
December 2025 — PARADIGM INVESTMENT ADVISORY, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
67
December 2025 — PARADIGM INVESTMENT ADVISORY, LLC grew from 2 to 4 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
April 2025 — PARADIGM ADVISOR GROUP, LLC is now doing business as PARADIGM INVESTMENT ADVISORY, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
70
April 2025 — PARADIGM INVESTMENT ADVISORY, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
February 2025 — PARADIGM ADVISOR GROUP, LLC (BRIDGEWATER, NJ) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.