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LUEDTKE & ASSOCIATES LLC

· CRD 337424 · IAPD ↗ · 262-626-4783

$248.2MRegulatory AUM
3Advisory reps
6Employees
0Clients
0Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
September 2026 — LUEDTKE & ASSOCIATES is now doing business as LUEDTKE & ASSOCIATES LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
65
September 2026 — LUEDTKE & ASSOCIATES LLC now reports custody of client assets ($63.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
67
September 2026 — LUEDTKE & ASSOCIATES LLC grew from 1 to 3 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
February 2026 — LUEDTKE & ASSOCIATES's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
December 2025 — LUEDTKE & ASSOCIATES (ADELL, WI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.