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BROOKLYN INVESTMENT GROUP, LLC

NEW YORK, NY · CRD 316475 · IAPD ↗ · 617-319-7229

$3.98BRegulatory AUM
9Advisory reps
23Employees
0Clients
n/aPlanning clients
0Private funds
6States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
June 2026 — BROOKLYN INVESTMENT GROUP, LLC (NEW YORK, NY) left the SEC roster (was $3.98B RAUM, 9 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
73
April 2026 — BROOKLYN INVESTMENT GROUP, LLC grew from 6 to 9 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
75
April 2026 — BROOKLYN INVESTMENT GROUP, LLC reported RAUM up 259% ($1.11B -> $3.98B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
December 2025 — BROOKLYN INVESTMENT GROUP, LLC moved its main office from BROOKLYN, NY to NEW YORK, NY.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
55
December 2025 — BROOKLYN INVESTMENT GROUP, LLC's Item 11 disclosure-reporting entries rose by 4 (0 -> 4).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
85
December 2025 — BROOKLYN INVESTMENT GROUP, LLC crossed $1B in regulatory AUM ($522.7M -> $1.11B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
49
June 2025 — BROOKLYN INVESTMENT GROUP, LLC notice-filed in CA, FL, NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
June 2025 — BROOKLYN INVESTMENT GROUP, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2025 — BROOKLYN INVESTMENT GROUP, LLC crossed $500M in regulatory AUM ($272.6M -> $522.7M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.