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PHYSICIAN WEALTH SOLUTIONS

· CRD 151570 · IAPD ↗ · 404-386-7641

$298.9MRegulatory AUM
1Advisory reps
1Employees
2Clients
101-250Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
March 2026 — PHYSICIAN WEALTH SOLUTIONS reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
December 2025 — PHYSICIAN WEALTH SOLUTIONS now reports custody of client assets ($2.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
46
October 2024 — PHYSICIAN WEALTH SOLUTIONS notice-filed in CA, MA, MD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
August 2024 — PHYSICIAN WEALTH SOLUTIONS notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.