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FINANCIAL LIFE PLANNERS

TEMPE, AZ · CRD 129415 · IAPD ↗ · 480-477-8530

$208.4MRegulatory AUM
3Advisory reps
7Employees
0Clients
51-100Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2026 — FINANCIAL LIFE PLANNERS notice-filed in WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
65
April 2026 — FINANCIAL LIFE PLANNERS now reports custody of client assets ($2.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
44
December 2025 — FINANCIAL LIFE PLANNERS notice-filed in NM, OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
March 2025 — FINANCIAL LIFE PLANNERS reported RAUM up 31% ($133.0M -> $174.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
February 2025 — FINANCIAL LIFE PLANNERS moved its main office from PHOENIX, AZ to TEMPE, AZ.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
44
September 2024 — FINANCIAL LIFE PLANNERS notice-filed in FL, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.