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CANTON HATHAWAY LLC

PROVIDENCE, RI · CRD 297527 · IAPD ↗ · cantonhathaway.com · 401-433-7800

$866.1MRegulatory AUM
5Advisory reps
5Employees
0Clients
n/aPlanning clients
4Private funds
3States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2026 — CANTON HATHAWAY LLC reported RAUM up 29% ($672.7M -> $866.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
December 2025 — CANTON HATHAWAY LLC notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
December 2025 — CANTON HATHAWAY LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.