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STRATEGIC FINANCIAL SERVICES

UTICA, NY · CRD 109677 · IAPD ↗ · (315)724-1776

$2.81BRegulatory AUM
26Advisory reps
39Employees
0Clients
More than 500Planning clients
0Private funds
22States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — STRATEGIC FINANCIAL SERVICES notice-filed in AZ, GA, IL, MD.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
December 2025 — STRATEGIC FINANCIAL SERVICES notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
51
April 2025 — STRATEGIC FINANCIAL SERVICES notice-filed in OH, RI, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
75
April 2025 — STRATEGIC FINANCIAL SERVICES grew from 20 to 25 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.