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PASNAU INVESTMENT MANAGEMENT, INC.

· CRD 125647 · IAPD ↗ · pasnauinvestments.com · 860-354-9903

$128.8MRegulatory AUM
2Advisory reps
3Employees
0Clients
n/aPlanning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
May 2026 — PASNAU INVESTMENT MANAGEMENT, INC. notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
December 2025 — PASNAU INVESTMENT MANAGEMENT, INC. (location n/a) is newly SEC-registered with $114.0M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.