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ADAPTATION FINANCIAL ADVISORS INC.

OKLAHOMA CITY, OK · CRD 309192 · IAPD ↗ · adaptfa.com · 972-774-0700

$233.6MRegulatory AUM
4Advisory reps
4Employees
0Clients
101-250Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
December 2025 — ADAPTATION FINANCIAL ADVISORS INC. notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2024 — ADAPTATION FINANCIAL ADVISORS INC. reported RAUM down 27% ($242.1M -> $177.4M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
50
April 2024 — ADAPTATION FINANCIAL ADVISORS INC. shrank from 7 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
50
April 2024 — ADAPTATION FINANCIAL ADVISORS INC. added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
58
April 2024 — ADAPTATION FINANCIAL ADVISORS INC. reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.