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ALLIANCE PRIVATE WEALTH, LLC

NORTH READING, MA · CRD 316612 · IAPD ↗ · allianceprivatewealth.com · 978-276-1300

$466.2MRegulatory AUM
4Advisory reps
11Employees
0Clients
1-10Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
December 2025 — ALLIANCE PRIVATE WEALTH, LLC notice-filed in NH, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
December 2025 — ALLIANCE PRIVATE WEALTH, LLC added office(s): 0 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
63
December 2025 — ALLIANCE PRIVATE WEALTH, LLC began participating in a wrap-fee program.
Firm began participating in a wrap-fee program (Item 5I(1)).
Portfolio / reporting / TAMPCompliance
73
December 2025 — ALLIANCE PRIVATE WEALTH, LLC reported RAUM up 340% ($102.3M -> $449.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
July 2025 — ALLIANCE PRIVATE WEALTH, LLC (NORTH READING, MA) is newly SEC-registered with $102.3M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.