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KERA CAPITAL PARTNERS

SAN JOSE, CA · CRD 312875 · IAPD ↗ · 408-668-2201

$1.36BRegulatory AUM
8Advisory reps
13Employees
2Clients
1-10Planning clients
9Private funds
15States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
October 2026 — KERA CAPITAL PARTNERS notice-filed in HI, NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2026 — KERA CAPITAL PARTNERS added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
April 2026 — KERA CAPITAL PARTNERS reported RAUM up 28% ($1.07B -> $1.36B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
80
April 2026 — KERA CAPITAL PARTNERS now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
47
February 2026 — KERA CAPITAL PARTNERS notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
December 2025 — KERA CAPITAL PARTNERS notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
August 2025 — KERA CAPITAL PARTNERS crossed $1B in regulatory AUM ($808.1M -> $1.07B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
53
April 2025 — KERA CAPITAL PARTNERS added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
68
April 2025 — KERA CAPITAL PARTNERS now reports custody of client assets ($4.5M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
67
December 2024 — KERA CAPITAL PARTNERS reported RAUM up 50% ($507.6M -> $760.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
47
May 2024 — KERA CAPITAL PARTNERS notice-filed in LA, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.