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PLEASANTDALE WEALTH MANAGEMENT, LLC

· CRD 302034 · IAPD ↗ · 908-914-1572

$113.7MRegulatory AUM
3Advisory reps
3Employees
0Clients
1-10Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

46
March 2026 — PLEASANTDALE WEALTH MANAGEMENT, LLC notice-filed in CT, FL, NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
March 2026 — PLEASANTDALE WEALTH MANAGEMENT, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
95
December 2025 — PLEASANTDALE WEALTH MANAGEMENT, LLC (location n/a) is newly SEC-registered with $100.6M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.