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XCEPTION FAMILY OFFICE

ATLANTA, GA · CRD 338122 · IAPD ↗ · xceptionfamilyoffice.com · 404-524-7900

$189.3MRegulatory AUM
3Advisory reps
5Employees
0Clients
1-10Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
April 2026 — XCEPTION FAMILY OFFICE reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
62
April 2026 — XCEPTION FAMILY OFFICE reported RAUM up 36% ($138.7M -> $189.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2026 — XCEPTION FAMILY OFFICE now reports custody of client assets ($54.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
February 2026 — XCEPTION FAMILY OFFICE's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
December 2025 — XCEPTION FAMILY OFFICE (ATLANTA, GA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.