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EXCEED ADVISORY LLC

NEW YORK, NY · CRD 170403 · IAPD ↗ · exceedinvestments.com · 646-580-7046

$119.2MRegulatory AUM
2Advisory reps
3Employees
0Clients
n/aPlanning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

66
March 2026 — EXCEED ADVISORY LLC reported RAUM up 55% ($76.7M -> $119.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
44
February 2026 — EXCEED ADVISORY LLC notice-filed in NY, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
44
December 2025 — EXCEED ADVISORY LLC notice-filed in ID, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2025 — EXCEED ADVISORY LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
66
April 2025 — EXCEED ADVISORY LLC reported RAUM up 56% ($49.1M -> $76.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.