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3(38) INVESTMENT FIDUCIARIES

SIMI VALLEY, CA · CRD 298053 · IAPD ↗ · (818) 296-9529

$1.04BRegulatory AUM
2Advisory reps
2Employees
0Clients
n/aPlanning clients
0Private funds
9States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

75
April 2026 — 3(38) INVESTMENT FIDUCIARIES crossed $1B in regulatory AUM ($842.6M -> $1.04B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
35
December 2025 — 3(38) INVESTMENT FIDUCIARIES notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
32
March 2025 — 3(38) INVESTMENT FIDUCIARIES notice-filed in UT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
15
June 2024 — 3(38) INVESTMENT FIDUCIARIES changed its website from 338if.com to 338investmentfiduciaries.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.