← Tributary

MURPHY & MULLICK CAPITAL MANAGEMENT CORP

SMITHTOWN, NY · CRD 328629 · IAPD ↗ · mmcmgmt.com · 631-257-0080

$174.1MRegulatory AUM
2Advisory reps
2Employees
0Clients
0Planning clients
0Private funds
19States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2026 — MURPHY & MULLICK CAPITAL MANAGEMENT CORP reported RAUM up 28% ($136.3M -> $174.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
December 2025 — MURPHY & MULLICK CAPITAL MANAGEMENT CORP notice-filed in AZ, CT, IN, MD, NV, SC, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
25
April 2025 — MURPHY & MULLICK CAPITAL MANAGEMENT CORP changed its website from murphyfinancialgrp.com to mmcmgmt.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
58
April 2025 — MURPHY & MULLICK CAPITAL MANAGEMENT CORP reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
46
December 2024 — MURPHY & MULLICK CAPITAL MANAGEMENT CORP notice-filed in MA, NC, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
December 2024 — MURPHY & MULLICK CAPITAL MANAGEMENT CORP's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
50
November 2024 — MURPHY & MULLICK CAPITAL MANAGEMENT CORP notice-filed in IL, MN, NJ, OH, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
September 2024 — MURPHY & MULLICK CAPITAL MANAGEMENT CORP (SMITHTOWN, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.