← Tributary

EPOCH INVESTMENT PARTNERS, INC.

NEW YORK, NY · CRD 131556 · IAPD ↗ · tdassetmanagement.com · 212-303-7200

$29.73BRegulatory AUM
91Advisory reps
137Employees
0Clients
n/aPlanning clients
1Private funds
51States
9Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
June 2026 — EPOCH INVESTMENT PARTNERS, INC. shrank from 130 to 91 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
February 2026 — EPOCH INVESTMENT PARTNERS, INC. shrank from 141 to 130 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
December 2025 — EPOCH INVESTMENT PARTNERS, INC.'s Item 11 disclosure-reporting entries rose by 1 (8 -> 9).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
78
February 2025 — EPOCH INVESTMENT PARTNERS, INC. grew from 133 to 141 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
December 2024 — EPOCH INVESTMENT PARTNERS, INC.'s Item 11 disclosure-reporting entries rose by 4 (4 -> 8).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
September 2024 — EPOCH INVESTMENT PARTNERS, INC.'s Item 11 disclosure-reporting entries rose by 3 (1 -> 4).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
February 2024 — EPOCH INVESTMENT PARTNERS, INC. shrank from 142 to 133 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.