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UAS ASSET MANAGEMENT

NEW YORK, NY · CRD 21274 · IAPD ↗ · uasam.com · 212-983-5822

$493.0MRegulatory AUM
5Advisory reps
6Employees
0Clients
n/aPlanning clients
1Private funds
12States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
December 2025 — UAS ASSET MANAGEMENT notice-filed in NH, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
August 2025 — UAS ASSET MANAGEMENT notice-filed in ME.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2025 — UAS ASSET MANAGEMENT grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
63
April 2024 — UAS ASSET MANAGEMENT reported RAUM up 27% ($324.9M -> $413.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.