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JOHN HANCOCK INVESTMENT MANAGEMENT LLC

BOSTON, MA · CRD 105790 · IAPD ↗ · johnhancock.com · 617-663-3000

$212.05BRegulatory AUM
28Advisory reps
357Employees
4Clients
n/aPlanning clients
0Private funds
53States
15Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
December 2025 — JOHN HANCOCK INVESTMENT MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 1 (15 -> 16).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
July 2025 — JOHN HANCOCK INVESTMENT MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 1 (14 -> 15).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2025 — JOHN HANCOCK INVESTMENT MANAGEMENT LLC shrank from 34 to 28 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
July 2024 — JOHN HANCOCK INVESTMENT MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 1 (15 -> 16).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2024 — JOHN HANCOCK INVESTMENT MANAGEMENT LLC shrank from 50 to 34 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
February 2024 — JOHN HANCOCK INVESTMENT MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 1 (17 -> 18).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.