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LAUREL OAK WEALTH MANAGEMENT, LLC

MARLTON, NJ · CRD 336824 · IAPD ↗ · 856-519-0200

$1.40BRegulatory AUM
10Advisory reps
22Employees
0Clients
11-25Planning clients
0Private funds
15States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

49
July 2026 — LAUREL OAK WEALTH MANAGEMENT, LLC notice-filed in AZ, OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
April 2026 — LAUREL OAK WEALTH MANAGEMENT, LLC reports 11-25 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2026 — LAUREL OAK WEALTH MANAGEMENT, LLC now reports custody of client assets ($52.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
55
December 2025 — LAUREL OAK WEALTH MANAGEMENT, LLC notice-filed in CA, CO, FL, MA, NC, NY, SC, TX, VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
August 2025 — LAUREL OAK WEALTH MANAGEMENT, LLC (MARLTON, NJ) is newly SEC-registered with $0 RAUM and 11 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.