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ALPHASTAR CAPITAL MANAGEMENT

CORNELIUS, NC · CRD 157423 · IAPD ↗ · 855-340-2514

$2.50BRegulatory AUM
130Advisory reps
150Employees
28Clients
26-50Planning clients
0Private funds
52States
4Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
April 2026 — ALPHASTAR CAPITAL MANAGEMENT added office(s): 66 -> 86 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
67
April 2026 — ALPHASTAR CAPITAL MANAGEMENT reported RAUM up 36% ($1.84B -> $2.50B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2026 — ALPHASTAR CAPITAL MANAGEMENT grew from 109 to 130 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
55
February 2026 — ALPHASTAR CAPITAL MANAGEMENT's Item 11 disclosure-reporting entries rose by 2 (2 -> 4).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
December 2025 — ALPHASTAR CAPITAL MANAGEMENT's Item 11 disclosure-reporting entries rose by 2 (0 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
55
April 2025 — ALPHASTAR CAPITAL MANAGEMENT added office(s): 58 -> 66 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
72
April 2025 — ALPHASTAR CAPITAL MANAGEMENT reported RAUM up 61% ($1.15B -> $1.84B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
85
April 2025 — ALPHASTAR CAPITAL MANAGEMENT grew from 94 to 109 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
47
March 2025 — ALPHASTAR CAPITAL MANAGEMENT notice-filed in PR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
April 2024 — ALPHASTAR CAPITAL MANAGEMENT shrank from 112 to 94 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
60
April 2024 — ALPHASTAR CAPITAL MANAGEMENT, LLC is now doing business as ALPHASTAR CAPITAL MANAGEMENT.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.