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LEVERTY FINANCIAL GROUP, LLC

HUDSON, WI · CRD 310258 · IAPD ↗ · 715-377-2080

$676.8MRegulatory AUM
6Advisory reps
8Employees
18Clients
251-500Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
December 2025 — LEVERTY FINANCIAL GROUP, LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
March 2025 — LEVERTY FINANCIAL GROUP, LLC crossed $500M in regulatory AUM ($481.3M -> $567.4M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
53
August 2024 — LEVERTY FINANCIAL GROUP, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
61
April 2024 — LEVERTY FINANCIAL GROUP, LLC reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
63
April 2024 — LEVERTY FINANCIAL GROUP, LLC reported RAUM up 28% ($377.1M -> $481.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.