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PASSPORT WEALTH MANAGEMENT

CORNELIUS, NC · CRD 297449 · IAPD ↗ · passportwm.com · (704) 457-0060

$115.3MRegulatory AUM
2Advisory reps
3Employees
1Clients
51-100Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
February 2026 — PASSPORT WEALTH MANAGEMENT now reports custody of client assets ($17.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
December 2025 — PASSPORT WEALTH MANAGEMENT (CORNELIUS, NC) is newly SEC-registered with $112.3M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.