← Tributary

RETIREMENT STRATEGIES, LTD.

DUBLIN, OH · CRD 163701 · IAPD ↗ · 614-799-8668

$272.7MRegulatory AUM
5Advisory reps
10Employees
90Clients
251-500Planning clients
0Private funds
7States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
December 2025 — RETIREMENT STRATEGIES, LTD. notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
July 2025 — RETIREMENT STRATEGIES, LTD. notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
April 2025 — RETIREMENT STRATEGIES, LTD. notice-filed in VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
March 2024 — RETIREMENT STRATEGIES, LTD. reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.