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O'CONNOR WEALTH MANAGEMENT, INC.

MONROVIA, CA · CRD 152316 · IAPD ↗ · ocwealthmgt.com · 626-386-5116

$179.1MRegulatory AUM
2Advisory reps
2Employees
0Clients
26-50Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

25
April 2026 — O'CONNOR WEALTH MANAGEMENT, INC. changed its website from oconnorwealthmgt.com to ocwealthmgt.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
42
December 2025 — O'CONNOR WEALTH MANAGEMENT, INC. notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
March 2025 — O'CONNOR WEALTH MANAGEMENT, INC. reports 26-50 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
95
December 2024 — O'CONNOR WEALTH MANAGEMENT, INC. (MONROVIA, CA) is newly SEC-registered with $153.7M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.