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HORIZON WEALTH MANAGEMENT

LA GRANGE, IL · CRD 170255 · IAPD ↗ · (708) 352-4300

$1.08BRegulatory AUM
6Advisory reps
10Employees
0Clients
251-500Planning clients
0Private funds
17States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
March 2026 — HORIZON WEALTH MANAGEMENT reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
85
March 2026 — HORIZON WEALTH MANAGEMENT crossed $1B in regulatory AUM ($945.8M -> $1.08B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
45
December 2025 — HORIZON WEALTH MANAGEMENT notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
July 2025 — HORIZON WEALTH MANAGEMENT now reports custody of client assets ($272.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
47
May 2024 — HORIZON WEALTH MANAGEMENT notice-filed in GA, MN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.