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LOTUS

ORLANDO, FL · CRD 335468 · IAPD ↗ · lotusmgmt.co · 628-212-8533

$405.0MRegulatory AUM
5Advisory reps
30Employees
0Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

53
April 2026 — LOTUS reported RAUM up 55% ($262.0M -> $405.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
38
January 2026 — LOTUS shrank from 15 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
53
January 2026 — LOTUS now reports custody of client assets ($262.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
58
January 2026 — LOTUS's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
58
January 2026 — LOTUS now reports 1 private fund(s) ($262.0M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
85
December 2025 — LOTUS (ORLANDO, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 15 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.