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MYSTIC ASSET MANAGEMENT

WARWICK, RI · CRD 170361 · IAPD ↗ · mysticassetmanagement.com · 860-495-3300

$614.6MRegulatory AUM
2Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
December 2025 — MYSTIC ASSET MANAGEMENT notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
51
June 2025 — MYSTIC ASSET MANAGEMENT notice-filed in FL, MA, NH, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2025 — MYSTIC ASSET MANAGEMENT added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
70
April 2025 — MYSTIC ASSET MANAGEMENT crossed $500M in regulatory AUM ($333.7M -> $529.3M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.