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FIVE CORNERS FINANCIAL SERVICES

EASTON, MA · CRD 338120 · IAPD ↗ · 5cornersfinancial.com · 508-297-2033

$292.0MRegulatory AUM
2Advisory reps
3Employees
0Clients
1-10Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

73
March 2026 — FIVE CORNERS FINANCIAL SERVICES's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
61
February 2026 — FIVE CORNERS FINANCIAL SERVICES reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
February 2026 — FIVE CORNERS FINANCIAL SERVICES now reports custody of client assets ($41).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
December 2025 — FIVE CORNERS FINANCIAL SERVICES (EASTON, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.