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NEW ENGLAND SCHOONER, INC.

PEABODY, MA · CRD 129552 · IAPD ↗ · neschooner.com · 978-977-4757

$165.2MRegulatory AUM
4Advisory reps
4Employees
0Clients
0Planning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2026 — NEW ENGLAND SCHOONER, INC. reported RAUM up 26% ($130.8M -> $165.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
50
March 2026 — NEW ENGLAND SCHOONER, INC. added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
50
December 2025 — NEW ENGLAND SCHOONER, INC. notice-filed in CT, FL, NH, RI, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
August 2025 — NEW ENGLAND SCHOONER, INC. (PEABODY, MA) is newly SEC-registered with $130.8M RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.