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ACP INVESTMENT MANAGEMENT

KAILUA-KONA, HI · CRD 338484 · IAPD ↗ · 808-657-6511

$131.9MRegulatory AUM
3Advisory reps
4Employees
16Clients
101-250Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
February 2026 — ACP INVESTMENT MANAGEMENT now reports custody of client assets ($418,168).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
February 2026 — ACP INVESTMENT MANAGEMENT's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
70
February 2026 — ACP INVESTMENT MANAGEMENT reports 101-250 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
95
December 2025 — ACP INVESTMENT MANAGEMENT (KAILUA-KONA, HI) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.