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FPLF MANAGEMENT LLC

NEW YORK, NY · CRD 331881 · IAPD ↗ · 212-798-6100

$1.49BRegulatory AUM
73Advisory reps
140Employees
0Clients
n/aPlanning clients
0Private funds
2States
4Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

45
April 2026 — FPLF MANAGEMENT LLC added office(s): 16 -> 18 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
75
April 2026 — FPLF MANAGEMENT LLC crossed $1B in regulatory AUM ($761.9M -> $1.49B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
75
April 2026 — FPLF MANAGEMENT LLC grew from 55 to 73 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
43
December 2025 — FPLF MANAGEMENT LLC added office(s): 2 -> 16 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
73
December 2025 — FPLF MANAGEMENT LLC grew from 3 to 55 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
43
April 2025 — FPLF MANAGEMENT LLC shrank from 15 to 3 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
60
April 2025 — FPLF MANAGEMENT LLC crossed $500M in regulatory AUM ($100.0M -> $630.0M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
60
February 2025 — FPLF MANAGEMENT LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
40
December 2024 — FPLF MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 2 (2 -> 4).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
85
October 2024 — FPLF MANAGEMENT LLC (NEW YORK, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 15 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.